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Infobelt was created in 2015 to fill the gap left by previous Books and Records platforms.
Comprehensive compliance solution for Books and Records!
While working in complex risk and data management groups, our founders realized there was not a comprehensive compliance solution for Books and Records. Infobeltâ€™s product stack addresses several aspects of regulatory compliance, including Books and Records management, regulatory knowledge, and data archiving. Infobelt addresses several aspects of regulatory compliance, including Books and Records, supervisory procedures, individual responsibilities, and regulatory knowledge. Infobelt works with highly regulated entities to ensure that the firm’s exposure to regulatory penalties is minimized and data is correctly stored.
Infobelt REGLIB brings together regulations from disparate sources and formats into a single standardized experience. Risk and compliance teams no longer need to monitor a variety of sites, copy and paste content, or manually manage regulatory content.
REGLIB enhances compliance capabilities and eliminates repetitive tasks, giving your team time back to focus on keeping compliant.
- Intuitive and personalized tools help users work smarter, not harder.
- Automatic updates of regulatory materials
- Identifies changes to existing regulations and notifies you of those changes
- Search by keyword, regulator, or US state
- Share via email with both registered and unregistered users
- Personalized profile allows a user to view only relevant regulations
- Regulatory and compliance news
ORION satisfies all Information Records Management (IRM) requirements such as:
- Full auditing capabilities required by regulators
- Differentiates between archives and backups
- Disposition Holds (legal, regulatory, etc.)
- Self-service portal with simplified single sign on capabilities
- Designated Third Party (D3P) Enabled
- Enterprise security compliant with encryption of archives at rest
- Disposition Framework & Workflow (based on MoREQ2)
- WORM and non-WORM Archive Storage
- Record-owner tracking and delegation
Products / Services
- Comprehensive compliance solution for Books and Records.
- Compliance Consultancy
- Regulatory compliance, including Books and Records
- Supervisory procedures
- Individual responsibilities, and regulatory knowledge.
- Listed in the FINRA compliance vendor directory.
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